
Invoking Behavioral Genetics in Criminal Mitigation: What Can Experts Reasonably Say?
Legal arguments, in criminal trials, the sentencing phase of capital trials, or in post-conviction proceedings in American courts, may incorporate family history, environment, and other presumed nonculpable influences on the development and predispositions of defendants. Attorneys may also proffer expert testimony to enhance a defense claim that the defendant was less culpable for the behavior charged; for example, inherited traits. The terms heredity and genetics, however, have various meanings and implications for responsibility. This report tracks arguments and testimony cited in American appellate cases in which genetics appeared within mitigation arguments or claims of ineffective assistance of counsel. The results indicate general lack of scientific detail from expert witnesses and poor results in achieving habeas corpus hearings or new trials. Difficulties included demonstrating a scientific basis for genetics claims, separating biological from family/environmental factors, the high threshold for habeas corpus and ineffective assistance of counsel certification, and the group-to-individual inferences drawn from research. The article concludes with two suggestions for expert witnesses: 1) that mere inclusion of hereditary or genetic influences tends to be insufficient to reduce criminal culpability and 2) that invoking genetics or heredity is more effective when bundled with mitigating factors describing the defendant’s life experiences.
Kenneth J. Weiss*, Alisa R. Gutman, and Wade H. Berrettini